美国居民客户可交易产品

美国居民交易的某些非美国指数期货、外国政府债券及交割为期货的非美国指数期权必须经过商品期货交易委员会(CFTC)的明确批准。下列指数期货及指数期货期权已经通过了CFTC审批,可由美国居民交易。

外国政府债务:外国政府债务必须由美国证券交易委员会(SEC)按照SEC规则3a12-8条指定为豁免证券后,期货或期权合约才能在美国提供/出售。下列国家发行的政府债务工具已被SEC指定为豁免证券:英国、加拿大、日本、澳大利亚、法国、新西兰、奥地利、丹麦、芬兰、荷兰、瑞士、德国、意大利、爱尔兰、西班牙、墨西哥、巴西、阿根廷、委内瑞拉、比利时及瑞典。


交易所 交易类别 期货 期货期权
CDE
S&P Canada 60 Index futures (Old TSE60) SXF
DTB
Dow Jones STOXX 50 Index futures contract FSTX
Dow Jones EURO STOXX 50 Index futures contract FESX
Dow Jones Global Titans 50 futures contract FGTI
Dow Jones STOXX 600 Index FXXP
Dow Jones STOXX Mid 200 Index F2MI
Dow Jones STOXX 600 Industrial Goods and Services Sector Index futures contract FSTG
Dow Jones STOXX 600 Insurance Index futures contract FSTI
Dow Jones STOXX 600 Media Index futures contract FSTM
Dow Jones STOXX 600 Personal & Household Goods Index Futures Contract FSTZ
Dow Jones STOXX 600 Travel & Leisure Index futures contract FSTV
Dow Jones STOXX 600 Utilities Index futures contract FSTU
Dow Jones STOXX Large 200 Index F2LA
Dow Jones STOXX Large 200 Index FLCP
Dow Jones STOXX Small 200 Index F2SM
Dow Jones STOXX Small 200 Index FSCP
Dow Jones Euro STOXX Select Dividend 30 Index FD3D
Dow Jones Euro STOXX Select Dividend 30 Index FEDV
Dow Jones STOXX 600 Index Futures F600
Dow Jones STOXX Mid 200 Index FMCP
German Bund FGBL OGBL
TecDax FTDX
HKFE
Hang Seng China Enterprises Index futures contract HHI
Mini Hang Seng Index futures contract MHI
Mini Hang Seng China Enterprises Index futures contract MCH
Hang Seng Index futures contract HSI
CES China 120 Index CHH
Hang Seng Volatility Index VHS
IDEM
Mini S&P/MIB Index futures contract MINI
FTSE MIB Index FTMIB
Mini MIB 30 Index Futures Contract MFIB
MIB 30 Index Futures Contract MIB30
KSE
KOSPI200 Index 01
Mini KOSPI200 Index 05
KOSDAQ 150 Index 06
KOSPI300 Index 08
LIFFE
FTSE International Eurotop 100 Index futures contract Q
Financial Times-Stock Exchange 100 Index futures contract Z
FTSE International Eurotop 300 Index futures contract FOT
Financial Times Mid-250 Index futures contract (FTSE Mid-Cap) Y
MEFF
IBEX 35 Index IBX
MEXDER
Mexico Bolsa (IPC) Index IPC IP
MONEP
FTSE Epra/Nareit Euro Zone EPE
FTSE Epra/Nareit Europe EPR
FTSE Euro First 100 New FEO
FTSE Euro First 80 New FEF
CAC 40 Index futures contract FCE
NSE 1
S&P CNX NSE Nifty Index NIFTY
OMS
OMX Index OMXS30
OMXSB Share Index OMXSB
OSE.JPN
Nikkei225 Mini NK225M
Nikkei225 NK225
Nikkei 225 Volatility Index NKVI
SGX
Euro STOXX 50 Index EX
MSCI Singapore Free Index SG SG
S&P CNX Nifty Index futures contract IN
Nikkei225 NS
Nikkei Stock Average futures contract (Nikkei 225) NK NK
Nikkei 225 USD denominated futures contracts NU
FTSE / XINHUA CHINA A50 CN
SGX MSCI ASIA APEX 50 Index AP
MSCI Indonesia Index ID
MSCI Thailand Index MXTH
MSCI India Index MXIN
SNFE
S&P ASX 200 Index (Australia) AP AP
TSEJ
Tokyo Stock Price Index (TOPIX) Futures Contract TPX
TOPIX Core30 Index Futures Contract COR
Tokyo Stock Exchange REIT Index EIX
Mini TOPIX Futures Contract MTP

美国客户(QIBs)

身为合格机构买方(QIB)的美国客户可以交易下列交易所提供的股票期权或现金结算的指数期权:


交易所
ASX HKFE LIFFE NSE SOFFEX
DTB IDEM MONEP OSE.JPN TSEJ
  1. 仅居住在美国的非居住印度人(NRI)可以在NSE交易。