1.2
Interactive Brokers
2023
1
2023-04-11T16:33:51Z
2023
1
75.33
0.40
35.23
62.51
1.86
Nasdaq Stock Market
XNAS
39.29
15.59
30.44
44.55
35.52
-65
-6.0279
-145897
-23.7879
601629
25.1559
-33303
-10.9143
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
New York Stock Exchange
XNYS
15.58
0.00
1.53
22.30
59.35
0
-32614
-22.2199
90805
17.5704
-25148
-8.3098
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
CBOE EDGX Exchange
EDGX
15.50
0.00
2.11
23.50
3.73
0
-50743
-24.7326
15878
25.6132
0
0.1858
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
IBKR ATS
IATS
7.75
0.00
21.64
0.19
0.00
0
0
0.0000
0
0.0000
0
IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.
NYSE Arca
ARCX
2.48
0.00
2.99
2.28
0.00
0
-71019
-24.9896
12654
25.6101
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
XTX Execution Services LLC
XTXE
2.23
0.00
5.94
0.22
0.00
0
0
0.0000
0
0.0000
0
IEX
IEXD
2.05
0.00
4.06
0.99
0.02
0
-10487
-8.3401
-951
-3.9397
-2
-9.2400
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
SG Americas Securities, LLC
SGAS
1.84
0.00
5.22
0.00
0.00
0
0
0.0000
0
0
UBS ATS
UBSA
1.56
0.00
4.44
0.00
0.00
0
0
0.0000
0
0
HRT Execution Services LLC
HRTF
1.41
0.00
4.01
0.00
0.00
0
0
0.0000
0
0
Virtu Americas LLC "PRO"
VIRT
1.16
0.00
3.28
0.00
0.00
0
0
0.0000
0
0
74.18
0.34
28.41
68.33
2.92
Nasdaq Stock Market
XNAS
24.43
5.46
13.14
28.68
36.98
-61
-3.5577
-1081143
-21.2248
1937719
14.5117
-64033
-8.8930
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
NYSE Arca
ARCX
19.00
0.00
6.75
23.74
29.61
0
-858889
-21.1954
798032
26.4768
-32803
-12.5640
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
CBOE EDGX Exchange
EDGX
17.27
0.00
3.43
23.75
2.37
0
-462980
-19.4177
160305
14.5238
-27
-1.6214
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
New York Stock Exchange
XNYS
12.66
0.00
2.45
16.34
27.23
0
-231219
-23.0872
543507
16.4927
-44997
-8.3250
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
IBKR ATS
IATS
4.29
0.00
14.74
0.16
0.00
0
0
0.0000
0
0.0000
0
IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.
IEX
IEXD
2.47
0.00
7.10
0.66
0.02
0
-39071
-8.3004
-3648
-3.6895
-6
-9.3272
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
HRT Execution Services LLC
HRTF
2.07
0.00
7.28
0.00
0.00
0
0
0.0000
0
0
Citadel Securities "PRO"
CDRG
1.86
0.00
6.56
0.00
0.00
0
0
0.0000
0
0.0000
0
UBS ATS
UBSA
1.57
0.00
5.54
0.00
0.00
0
0
0.0000
0
0.0000
0
CBOE BZX Exchange
BATS
1.34
0.00
2.41
0.87
1.95
0
-240648
-24.5217
10827
15.6111
-6465
-23.5610
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
MIAX PEARL Equities
EPRL
1.22
0.00
1.73
1.07
0.00
0
-165278
-27.2665
37315
27.3132
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
CBOE BYX Exchange
BATY
1.22
0.00
1.38
1.21
0.03
0
1204
0.2428
-421
-1.3693
0
1.8321
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Virtu Americas LLC "PRO"
VIRT
1.20
0.00
4.24
0.00
0.00
0
0
0.0000
0
0
99.75
0.17
10.88
53.97
34.97
NYSE Arca Options
ARCO
22.23
29.21
7.29
32.40
11.16
-2082
-61.2575
-575220
-49.8505
1459582
56.1576
1014268
41.6514
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Chicago Board Options Exchange
XCBO
17.51
12.64
17.84
14.69
21.79
-1036
-32.9605
493566
10.7955
-986736
-40.3468
-1275938
-29.7081
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
CBOE C2 Exchange
C2OX
16.79
7.82
4.22
16.70
20.90
1049
41.7091
-751022
-41.6353
1173273
41.2514
442163
20.5876
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Cboe EDGX Options Exchange
EDGO
10.75
0.00
8.00
11.79
10.04
0
1921521
120.5106
1252225
20.9808
833417
49.1687
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq Options Market
XNDQ
5.13
0.00
3.06
8.90
0.00
0
-386390
-44.5463
241441
52.3828
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq ISE
XISX
4.86
27.14
3.87
2.83
8.18
-1106
-8.1586
-89872
-11.6147
379503
85.5691
271527
24.4210
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq PHLX
XPHL
4.28
2.24
4.36
2.07
7.69
-0
-0.0572
829846
54.3555
3261
1.3507
-3590
-0.4087
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
MIAX Emerald Exchange
EMLD
4.05
2.50
1.49
1.65
8.54
707
42.9435
-95193
-40.5947
250906
43.3751
684001
40.5401
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq MRX
MCRY
4.02
0.01
21.69
0.02
4.73
0
1398009
34.9163
4727
31.8328
238706
13.5825
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
BOX Exchange
XBOX
2.43
1.36
9.42
0.20
3.69
8
1.2647
1132390
56.9382
3742
17.0867
61597
52.1179
An affiliate under common control with IBKR has a substantial, minority investment in the Boston Options Exchange Group LLC, which operates the Boston Options Exchange. To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
2023
2
69.97
0.43
34.18
63.65
1.74
Nasdaq Stock Market
XNAS
40.50
14.00
29.38
46.76
36.31
-65
-5.4789
-156904
-23.6256
629439
25.9189
-32107
-10.5553
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
CBOE EDGX Exchange
EDGX
15.27
0.00
2.29
22.66
3.66
0
-49833
-23.9821
12074
21.0467
-25
-9.2094
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
New York Stock Exchange
XNYS
15.04
0.00
1.47
21.23
58.88
0
-31833
-22.6506
92540
17.6122
-25996
-8.4683
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
IBKR ATS
IATS
6.83
0.00
19.63
0.19
0.00
0
0
0.0000
0
0.0000
0
IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.
XTX Execution Services LLC
XTXE
2.46
0.00
6.83
0.20
0.00
0
0
0.0000
0
0.0000
0
NYSE Arca
ARCX
2.22
0.00
3.25
1.75
0.00
0
-69458
-22.9663
9799
25.2312
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
IEX
IEXG
2.15
0.00
4.45
0.99
0.03
0
-9511
-8.0970
-952
-3.8517
-3
-9.4096
UBS ATS
UBSA
1.77
0.00
5.19
0.00
0.00
0
0
0.0000
0
0
SG Americas Securities, LLC
SGAS
1.77
0.00
5.19
0.00
0.00
0
0
0.0000
0
0
HRT Execution Services LLC
HRTF
1.40
0.00
4.10
0.00
0.00
0
0
0.0000
0
0
Virtu Americas LLC "PRO"
VIRT
1.27
0.00
3.71
0.00
0.00
0
0
0.0000
0
0
47.77
0.45
27.88
69.03
2.63
Nasdaq Stock Market
XNAS
25.57
5.28
13.62
30.13
36.09
-56
-3.6906
-1039216
-22.5528
1993411
16.5356
-61863
-9.2103
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
NYSE Arca
ARCX
18.33
0.00
6.62
22.81
27.90
0
-864558
-23.1785
743670
26.5062
-31850
-13.0500
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
CBOE EDGX Exchange
EDGX
16.69
0.00
3.36
22.72
2.74
0
-447574
-21.7189
137258
12.8116
-62
-4.8658
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
New York Stock Exchange
XNYS
13.59
0.00
2.63
17.51
29.36
0
-235981
-22.8588
581812
17.1459
-47985
-8.1204
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
IBKR ATS
IATS
4.22
0.00
14.73
0.16
0.00
0
0
0.0000
0
0.0000
0
IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.
IEX
IEXG
2.37
0.00
6.85
0.67
0.03
0
-37856
-8.2678
-3216
-3.3431
-5
-9.2943
HRT Execution Services LLC
HRTF
2.18
0.00
7.83
0.00
0.00
0
0
0.0000
0
0
Citadel Securities "PRO"
CDRG
1.70
0.00
6.09
0.00
0.00
0
0
0.0000
0
0
UBS ATS
UBSA
1.53
0.00
5.50
0.00
0.00
0
0
0.0000
0
0
Virtu Americas LLC "PRO"
VIRT
1.23
0.00
4.42
0.00
0.00
0
0
0.0000
0
0
CBOE BYX Exchange
BATY
1.18
0.00
1.24
1.21
0.03
0
635
0.1376
-370
-1.3374
-1
-5.3922
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Citadel Securities "LITE"
CDED
1.15
32.40
1.09
1.01
0.27
55012
10.1208
95590
9.3030
50992
15.0296
0
0.0000
IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders.
MIAX PEARL Equities
EPRL
1.13
0.00
1.74
0.93
0.00
0
-183768
-27.8034
38571
27.7249
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
99.67
0.09
10.61
55.58
33.72
NYSE Arca Options
ARCO
19.72
20.54
6.15
28.55
9.43
-2305
-66.4383
-479740
-50.2523
1317876
56.2978
916294
40.5666
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Chicago Board Options Exchange
XCBO
17.99
21.89
16.47
14.88
23.59
-1326
-32.8772
148374
4.0573
-1044889
-45.4714
-1565106
-35.4414
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
CBOE C2 Exchange
C2OX
16.59
12.73
4.31
16.58
20.49
2117
41.2357
-735533
-41.7669
1153666
41.2382
419881
20.3353
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Cboe EDGX Options Exchange
EDGO
10.72
0.00
7.64
11.42
10.58
0
1996938
129.8793
1077594
17.7082
707048
48.8906
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq Options Market
XNDQ
4.98
0.00
2.27
8.53
0.00
0
-429940
-44.7462
181596
56.2243
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq ISE
XISX
4.56
27.67
5.08
2.59
7.59
-1471
-11.6075
-106880
-9.9041
427780
91.6236
235224
24.0826
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq PHLX
XPHL
4.44
0.91
4.47
2.05
8.38
-3
-1.0678
903675
54.2681
1729
0.7909
-5125
-0.5701
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
MIAX Emerald Exchange
EMLD
4.10
5.35
1.53
1.36
9.40
71
39.4199
-107426
-42.4499
237405
43.5169
579412
36.7392
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq MRX
MCRY
3.85
0.01
23.85
0.03
3.86
0
0.0000
1598577
38.0730
4641
32.8518
264701
17.4245
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
MIAX PEARL
MPRL
2.90
7.25
4.99
4.26
0.00
1076
25.2963
-841396
-45.7217
146088
27.4153
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Cboe BZX Options Exchange
BATS
2.23
0.00
3.77
3.29
0.00
0
-444871
-49.1859
88040
38.2525
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
2023
3
74.59
0.46
28.08
69.66
1.80
Nasdaq Stock Market
XNAS
35.82
4.59
15.55
44.21
35.23
-60
-9.0278
-176082
-22.7916
775346
27.3120
-40959
-10.1867
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
New York Stock Exchange
XNYS
17.23
0.00
2.36
22.23
60.10
0
-45682
-20.9379
178971
17.4001
-32315
-7.4722
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
CBOE EDGX Exchange
EDGX
16.84
0.00
2.84
22.93
3.70
0
-70107
-23.8809
17830
21.5038
-26
-8.9700
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
IBKR ATS
IATS
6.46
0.00
22.56
0.18
0.00
0
0
0.0000
0
0.0000
0
IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.
NYSE Arca
ARCX
3.60
0.00
3.73
3.67
0.00
0
-89947
-24.5155
18132
24.5254
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
XTX Execution Services LLC
XTXE
2.16
0.00
7.26
0.18
0.00
0
0
0.0000
0
0.0000
0
IEX
IEXG
1.95
0.00
4.68
0.91
0.03
0
-12145
-8.2396
-1458
-4.1831
-2
-9.0492
UBS ATS
UBSA
1.76
0.00
6.27
0.00
0.00
0
0
0.0000
0
0
HRT Execution Services LLC
HRTF
1.63
0.00
5.79
0.00
0.00
0
0
0.0000
0
0
SG Americas Securities, LLC
SGAS
1.52
0.00
5.40
0.00
0.00
0
0
0.0000
0
0
Virtu Americas LLC "PRO"
VIRT
1.24
0.00
4.41
0.00
0.00
0
0
0.0000
0
0
60.39
0.56
25.00
71.81
2.63
Nasdaq Stock Market
XNAS
24.75
1.44
10.26
29.61
34.87
-140
-7.3466
-1142370
-22.1964
2300780
17.5231
-67577
-8.5683
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
NYSE Arca
ARCX
18.89
0.00
6.29
22.97
31.33
0
-890140
-21.2877
945471
24.2271
-37949
-11.6618
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
CBOE EDGX Exchange
EDGX
17.71
0.00
3.29
23.42
2.53
0
-455489
-20.2217
148606
11.4763
-100
-5.2759
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
New York Stock Exchange
XNYS
13.79
0.00
2.74
17.23
27.82
0
-258863
-21.1962
598082
15.5461
-60101
-7.5191
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
IBKR ATS
IATS
3.91
0.00
15.26
0.14
0.00
0
0
0.0000
0
0.0000
0
IBKR operates the IBKR ATS in accordance with SEC Regulation ATS. IBKR uses the IBKR ATS to execute IBKR client orders against each other or against one or more professional liquidity providers who quote into the IBKR ATS. Order executions on the IBKR ATS are faster, eliminate exchange fees, and may offer Price Improvement. Statistical information regarding the quality of executions for orders effected through the IBKR ATS (e.g., average execution speed, percentage of orders receiving Price Improvement, etc.) is available on the IBKR website at: https://ibkr.com/regulatoryreports.
HRT Execution Services LLC
HRTF
2.23
0.00
8.94
0.00
0.00
0
0
0.0000
0
0
IEX
IEXG
2.13
0.00
6.71
0.63
0.02
0
-40790
-8.1694
-5861
-4.3050
-8
-9.0864
Citadel Securities "PRO"
CDRG
1.53
0.00
6.12
0.00
0.00
0
0
0.0000
0
0
UBS ATS
UBSA
1.49
0.00
5.94
0.00
0.00
0
0
0.0000
0
0
Jane Street Capital LLC "LITE"
JNST
1.28
62.42
1.67
0.71
0.17
135144
2.5672
140819
3.6975
60215
15.0230
1625
11.4612
IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders.
Citadel Securities "LITE"
CDED
1.23
29.71
1.24
1.04
0.21
74112
5.3407
128516
6.8165
64749
13.0081
0
0.0000
IBKR-LITE clients are charged zero commission for NMS stock and ETF orders, except for certain order types, orders that execute at the open or close, and orders that execute outside of regular trading hours (“Outside-RTH”), if the volume of such On Open and On Close orders or Outside-RTH in any given month exceeds a certain percentage of the account's aggregate US stock trading volume in that same month. IBKR-LITE orders are normally routed to select over-the-counter market makers for handling. IBKR's agreements with the market makers provide Interactive Brokers payment for order flow from each market maker (subject to certain exclusions detailed below). For trades executed with respect to a marketable customer order, each market maker pays IBKR a rebate of 12% of the spread between the National Best Bid and Offer of the routed stock at the time the order was received by the market maker. For trades executed with respect to a non-marketable customer order, each market maker pays IBKR $0.27 per 100 shares for execution prices greater than or equal to $1.00 and $0.0027 per 100 shares for execution prices less than $1.00. A potential effect of these payments is reduced price improvement on executions received by IBKR-LITE clients, in proportion to the payment received by IBKR. For both marketable and non-marketable orders, IBKR receives no payments for executions outside of regular trading hours and executions resulting from On Open and On Close orders.
Virtu Americas LLC "PRO"
VIRT
1.17
0.00
4.69
0.00
0.00
0
0
0.0000
0
0
99.63
0.09
9.76
53.18
36.97
Chicago Board Options Exchange
XCBO
19.05
23.89
17.79
15.76
24.10
-1354
-43.8011
-397794
-9.8885
-1650999
-51.8989
-2377836
-41.3210
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
NYSE Arca Options
ARCO
17.69
21.74
5.79
26.16
8.66
-2724
-65.4401
-542311
-50.8245
1556004
58.6680
1057431
41.1390
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
CBOE C2 Exchange
C2OX
17.67
14.24
4.25
19.75
18.22
2689
40.8283
-892447
-41.7421
1627356
41.2708
513954
20.5182
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Cboe EDGX Options Exchange
EDGO
10.25
0.00
7.34
10.85
10.18
0
2294946
122.5528
1219627
17.5764
907245
49.3589
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq ISE
XISX
5.08
26.40
5.92
2.80
8.08
-1888
-11.5657
-109784
-7.9446
727188
99.4398
264078
24.3329
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq Options Market
XNDQ
4.86
0.00
2.34
8.72
0.00
0
-475728
-44.4693
274747
55.0658
0
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq PHLX
XPHL
4.85
1.44
4.29
2.23
8.77
-8
-1.0080
1166208
55.5930
303
0.0956
-6231
-0.5765
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
MIAX Emerald Exchange
EMLD
4.32
2.01
1.44
1.61
8.98
167
43.1783
-131009
-41.5019
382065
44.2312
502410
28.9083
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
Nasdaq MRX
MCRY
4.03
0.00
23.68
0.03
4.61
0
1874225
39.0761
5561
34.6926
312952
16.4071
To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.
BOX Exchange
XBOX
2.36
0.34
8.50
0.24
3.78
11
9.4513
1449702
59.8475
3229
10.9241
91415
57.3076
An affiliate under common control with IBKR has a substantial, minority investment in the Boston Options Exchange Group LLC, which operates the Boston Options Exchange. To the extent that IBKR receives volume discounts, such discounts are not passed on to clients. Likewise, to the extent that IBKR receives enhanced rebate payments for exceeding volume thresholds on particular markets, it does not pass these enhanced rebate amounts directly to clients.